Management team

HSBC North America Holdings Inc.

James Forese
Non-Executive Chairman of the Board
Director of HSBC Holdings plc
Former President, Citigroup
Barry F. Kroeger
Former Senior Partner, Ernst & Young LLP
Nancy G. Mistretta
Former Managing Director, JP Morgan Chase & Co.
Non-Executive Director, Scotts Miracle-Gro Company
Non-Executive Director, GAM Holdings AG
Michael M. Roberts
Chief Executive Officer, Americas
President and Chief Executive Officer, HSBC North America Holdings Inc.
Brian Robertson
Former Chief Executive Officer of HSBC Bank plc
Former Chief Risk Officer for the HSBC Group
Jane Sherburne
Independent Director of Teledyne Technologies
Member, Administrative Conference of the United States
Thomas K. Whitford
Former Vice Chairman and Executive Vice President
of PNC Financial Services Group

Jeffrey S. Barden
Senior Executive Vice President, Head of Strategy and Planning and Chief of Staff to CEO
Wyatt E Crowell
Senior Executive Vice President, Head of Commercial Banking
Jason Henderson
Executive Vice President, Head of Markets and Securities Services, North America
Gerald F. Keefe
Senior Executive Vice President, Head of Global Banking, Americas
Tara M. Latini
Executive Vice President, Head of Wealth and Personal Banking, US
Christine E. Lowthian
Senior Executive Vice President and Chief Compliance Officer USA
Kavita Mahtani
Senior Executive Vice President and Chief Financial Officer
Brian McGuire
Interim Chief Risk Officer
Marie Minardo
Executive Vice President, Chief Audit Officer, US
Michael M. Roberts
President and Chief Executive Officer
Mabel Rius
Senior Executive Vice President, Head of Human Resources, Americas and US
Mark Steffensen
Senior Executive Vice President and General Counsel
Jennifer Strybel
Senior Executive Vice President and Chief Operating Officer USA
William Tabaka
Executive Vice President and Chief Accounting Officer
Lopa Zielinski
Executive Vice President, Corporate Secretary and Head of Governance

Michael M. Roberts
Chairman of the Board and President and Chief Executive Officer
President and Chief Executive Officer, HSBC North America Holdings Inc. and HSBC USA Inc.
Barry F. Kroeger
Former Senior Partner, Ernst & Young LLP
Nancy G. Mistretta
Former Managing Director, JP Morgan Chase & Co.
Non-Executive Director, Scotts Miracle-Gro Company
Non-Executive Director, GAM Holdings AG
Brian Robertson
Former Chief Executive Officer of HSBC Bank plc
Former Chief Risk Officer for the HSBC Group
Jane Sherburne
Independent Director of Teledyne Technologies
Member, Administrative Conference of the United States

Jeffrey S. Barden
Senior Executive Vice President, Head of Strategy and Planning and Chief of Staff to CEO
Wyatt E Crowell
Senior Executive Vice President, Head of Commercial Banking
Jason Henderson
Executive Vice President, Head of Markets and Securities Services, North America
Gerald F. Keefe
Senior Executive Vice President, Head of Global Banking, Americas
Tara M. Latini
Executive Vice President, Head of Wealth and Personal Banking, US
Christine E. Lowthian
Senior Executive Vice President and Chief Compliance Officer USA
Kavita Mahtani
Senior Executive Vice President and Chief Financial Officer
Brian McGuire
Interim Chief Risk Officer
Marie Minardo
Executive Vice President, Chief Audit Officer, US
Michael M. Roberts
President and Chief Executive Officer
Mabel Rius
Senior Executive Vice President, Head of Human Resources, Americas and US
Mark Steffensen
Senior Executive Vice President and General Counsel
Jennifer Strybel
Senior Executive Vice President and Chief Operating Officer USA
William Tabaka
Executive Vice President and Chief Accounting Officer
Lopa Zielinski
Executive Vice President, Corporate Secretary and Head of Governance