HSBC USA Inc.

March 4, 2024 - Items 8.01 and 9.01. Notes due March 4, 2027 by HSBC USA Inc. (“the Company”) on March 4, 2024, pursuant to the Company's automatic shelf registration statement on Form S-3 (File No. 333-277211)

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October 2, 2023 - Items 8.01 and 9.01. On September 29, 2023, HSBC USA Inc. and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, entered into a Third Supplemental Indenture dated as of September 29, 2023, (the “Third Supplemental Indenture”) to the Indenture dated as of March 31, 2009 (as supplemented by the First Supplemental Indenture dated as of March 22, 2012, the Second Supplemental Indenture dated as of March 5, 2015 and the Third Supplemental Indenture, the “Indenture”)

March 17, 2023 - Items 8.01 and 9.01. Notes due March 17, 2025 by HSBC USA Inc. (the “Company”) on March 17, 2023, pursuant to the Company’s automatic shelf registration statement on Form S-3 (File No. 333-253385)

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July 21, 2022 - Items 5.03 and 9.01 – Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

May 24, 2022 - Items 8.01 and 9.01. Notes due May 24, 2024 by HSBC USA Inc. (the “Company”) on May 24, 2022, pursuant to the Company’s automatic shelf registration statement on Form S-3 (File No. 333-253385)

April 22, 2022 - Items 5.03 and 9.01 – Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

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May 27, 2021 - Item 2.05. Costs Associated with Exit or Disposal Activities; Items 8.01 and 9.01. Press Release issued by HSBC Holdings plc announcing that it will exit its US domestic mass market retail banking business through several transactions, pending regulatory approval.

April 14, 2021 - Items 5.03 and 9.01 – Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

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November 13, 2019 - Items 8.01 and 9.01 – HSBC Bank USA, National Association issued a press release announcing the pricing and expiration of its previously announced offers to purchase for cash any and all of its outstanding 5.875% Subordinated Notes due November 1, 2034 and 5.625% Subordinated Notes due August 15, 2035.

November 5, 2019 - Items 8.01 and 9.01 – HSBC Bank USA, National Association issued a press release announcing that it has commenced tender offers to purchase for cash any and all of its outstanding 5.875% Subordinated Notes due November 1, 2034 and 5.625% Subordinated Notes due August 15, 2035.

July 8, 2019 - Items 8.01 and 9.01 – Press release issued by HSBC Holdings plc advising of Senior Management changes.

June 26, 2019 - Items 8.01 and 9.01 – HSBC today announced the appointment of a new Chief Financial Officer for HSBC North America Holdings Inc.

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October 9, 2018 - Items 7.01, 8.01 and 9.01 – HSBC North America Holdings Inc. has reached a definitive agreement to resolve the U.S. Department of Justice's ongoing investigation of its securitization, issuance and underwriting of residential mortgage-backed securities issued between 2005 and 2007.

July 26, 2018 - Items 5.03 and 9.01 – Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

May 1, 2018 - Items 5.03 and 9.01 – Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

March 16, 2018 – Item 8.01 – Withdrawal of Certain Legal Opinion Consents in Connection with Notes, Series 1 and Warrants, Series 1

March 1, 2018 – Item 9.01 – Legal Opinions and Consents Filed in Connection with Notes, Series 1 and Warrants, Series 1

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April 24, 2017 - Items 5.03 and 9.01 - Amendments to Articles of Incorporation of Bylaws; Change in Fiscal Year

January 9, 2017 - Item 7.01. Regulation FD Disclosure. On January 9, 2017, the office of the Comptroller of the Currency announced that it had terminated its residential mortgage servicing related consent order against HSBC Bank USA, N.A., a subsidiary of HSBC USA Inc.

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May 31, 2016 - Item 3.02. Unregistered Sale of Equity Securities and Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

May 16, 2016 - Items 8.01 and 9.01 - Press Release announcing the redemption of three series of HSBC USA Inc.'s preferred securities with a redemption date of June 30, 2016.

May 2, 2016 - Items 5.03 - Amendments to Articles of Incorporation of Bylaws; Change in Fiscal Year

February 5, 2016 - Item 8.01 and Item 9.01 - Press release issued by HSBC North America Holdings Inc. advising of a national mortgage settlement with the Department of Justice, the Department of Housing and Urban Development, the Consumer Financial Protection Bureau, various other federal agencies and the attorneys general of 49 states and the District of Columbia

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August 7, 2015 - Notes due August 7, 2018 by HSBC USA Inc. (the "Company") on August 7, 2015, pursuant to the Company's automatic shelf registration statement on Form S-3 (File No. 333-202524)

May 27, 2015 - Item 8.01 HSBC USA Inc. (the "Registrant") announced the redemption of two series of its preferred securities and three series of its capital trust securities, in each case with a redemption date of June 26, 2015

May 1, 2015 - Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

March 5, 2015 - Item 9.01. Opinions and consents filed in connection with the issuance of Senior Notes by HSBC USA Inc. on March 5, 2015

February 23, 2015 - Item 4.01 and 9.01. Change in certifying Accountant; Appointment of PricewaterhouseCoopers LLP effective February 24, 2015

February 20, 2015 - Item 4.01. Change in certifying Accountant

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November 13, 2014 - Item 9.01. Opinions and Consents filed in connection with the issuance of Senior Notes by HSBC USA Inc. on November 13, 2014

September 12, 2014 - Item 8.01 and 9.01. Press release issued by HSBC North America Holdings Inc. advising of settlement agreement reached with the Federal Housing Finance Agency regarding residential mortgage-backed

June 23, 2014 Item 9.01 Opinions and Consents relating to the Issuance of Senior Notes by HSBC USA Inc. on June 23, 2014

June 16, 2014 - Item 8.01 and 9.01. Press release issued by HSBC Holdings plc advising of Senior Management Changes

April 28, 2014 - Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

March 26, 2014 - Item 8.01 and 9.01 Press Release relating to the Company's 2014 Comprehensive Capital Analysis and Review

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September 24, 2013 - Item 9.01. Legal Opinions, Consents and Form of Note for $750,000,000 2.625% Senior Notes and $250,000,000 Floating Rate Senior Notes

April 29, 2013 - Items 5.03 and 9.01 Amendment to Bylaws

May 3, 2013 - Item 8.01 Call Report for the period ending March 31, 2013

February 4, 2013 - Item 8.01 Call Report for the period ending December 31, 2012

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December 21, 2012 - Item 9.01 - Legal Opinions and consents for $1,500,000,000 1.625% Senior Notes

December 11, 2012 - Item 10 - HSBC Bank USA, N.A., entered into (i) a deferred prosecution agmt among HSBC Bank USA, HSBC Holdings plc, and certain U.S. prosecutors; (ii) an agmt and consent order with the OCC; and (iii) a consent order with FinCEN

May 18, 2012 - Item 8.01 and 9.01 - HSBC completes the previously-announced sale of Upstate New York retail branches to First Niagara Bank, N.A

May 7, 2012 - Item 2.01 and 9.01 - Disposition of Card and Retail Services business to Capital One Financial Corporation

May 7, 2012 - Item 8.01 and 9.01 - PHH Corporation to manage HSBC Bank USA, N.A. mortgage processing and servicing operations

May 1, 2012 - Item 8.01 and 9.01 - HSBC completes the sale of its US card and retail services business to Capital One Financial Corporation

March 7, 2012 - Item 9.01 - Legal opinions and form of note for $750,000,000 2.375% Senior Notes issued March 7, 2012

February 13, 2012 - Item 9.01 - Legal opinions and form of note for $1,500,000,000 2.375% Senior Notes issued February 13, 2012

February 3, 2012 - Item 8.01 Call Report for the period ending December 31, 2011

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November 4, 2011 - Item 8.01 Call Report for the period ending September 30, 2011

November 4, 2011 - Item 8.01 Call Report for the period ending September 30, 2011

August 12, 2011 - Item 1.01 and 9.01 - Agreement between HSBC and Capital One Financial Corporation for sale of its US Card and Retail Services business

August 10, 2011 - Item 8.01 and 9.01 - HSBC announces the sale of its US card and retail services business

July 28, 2011 - Item 5.03 and 9.01 - Amended and Restated Bylaws

May 31, 2011 - Items 5.05 and 9.01 - Code of Ethics for Senior Financial Officers

May 11, 2011 - Items 7.01 and 9.01 - HSBC Holdings plc Investor Day Presentation for North America dated May 11, 2011

May 5, 2011 - Item 8.01 Call Report for the period ending March 31, 2011

February 4, 2011 - Item 8.01 Call Report for the period ending December 31, 2010

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October 7, 2010 - Item 8.01 and 9.01 Press Release - HSBC North America Holdings Inc. and HSBC Bank USA, N.A. Announce Agreement to Resolve U.S. Regulatory Actions

September 27, 2010 - Item 8.01 and 9.01 Fourth Supplemental Indenture dated Sept. 27, 2010 between HSBC USA Inc. and Wells Fargo Bank, N.A.

September 2, 2010 – Items 8.01 and 9.01 - Wells Fargo Bank, National Association Form T-1

May 17, 2010 - Item 5.03 and 9.01 - Amended and Restated Bylaws

May 5, 2010 - Item 8.01 Call Report for the period ending March 31, 2010

February 4, 2010 - Item 8.01 Call Report for the period ending December 31, 2009

Annual Report on Form 10-K

Third quarter 10-Q

Second quarter 10-Q

First quarter 10-Q

November 4, 2009 - Item 8.01 Call Report for the period ending September 30, 2009

May 22, 2009 - Item 8.01 - Revision to Capital Amounts and Ratios previously reported on Form 10-Q filed May 11, 2009

May 5, 2009 - Item 8.01 Call Report for the period ending March 31, 2009

February 24, 2009 - Item 5.03 and 9.01- Amended and Restated Bylaws

February 4, 2009 - Item 8.01 Call Report for the period ending December 31, 2008

January 8, 2009 - Item 8.01 - Transfer of Credit Card and Auto Finance Receivables

Annual Report on Form 10-K

Third quarter 10-Q

Second quarter 10-Q

First quarter 10-Q

November 4, 2008 - Item 8.01 Call Report for the period ending September 30, 2008

May 5, 2008 - Item 8.01 Call Report for the period ending March 31, 2008

May 2, 2008 - Items 5.03 and 9.01. Amended and Restated Bylaws

April 21, 2008 - Items 8.01 and 9.01. Supplemental Indenture for Floating Rate Extendible Notes

April 16, 2008 - Items 8.01 and 9.01. Trustee Statement of Eligibility

February 4, 2008 - Item 8.01. Call Report for Period Ending December 31, 2007

Annual Report on Form 10-K

Third quarter 10-Q

Second quarter 10-Q

First quarter 10-Q

November 13, 2007 Item 7.01. Regulation FD Disclosure

Annual Report on Form 10-K 

Third Quarter 10-Q

Second Quarter 10-Q

First Quarter 10-Q

Annual Report on Form 10-K 

Third Quarter 10-Q

Second Quarter 10-Q

First Quarter 10-Q